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COMBAT STRESS
Combat Stress Reaction, commonly
known as Shell Shock, is a term used to categorize the long-term results
of stress in war conditions during World War I and World War II. Under
various terms it has been seen since the American Civil War.
The most common symptom is fatigue: slower reaction times, indecision,
disconnection from one's surroundings, and inability to prioritize. The
ratio of stress casualties to battle casualties varies with the
intensity of the fighting, but with intense fighting it can be as high
as 1:1. In low-level conflicts it can drop to 1:10 (or less).
In WWI, shell shock was considered a psychiatric illness resulting from
injury to the nerves during combat. The horrors of WWI trench warfare
meant that about 10% of the fighting soldiers were killed (note only
4.5% were killed during World War II) and the total proportion of troops
who became casualties (killed or wounded) was 56%. Whether a shell-shock
sufferer was considered "wounded" or "sick" depended on the
circumstances. The large proportion of WWI veterans in the European
population meant that the symptoms were common to the culture, although
it may not have become popularly known in the US.
In current understanding, the long-term effects that some war veterans
develop from the stress of combat are seen as a subset of Post-Traumatic
Stress Disorder.
Contents
1 History
1.1 World War I
1.1.1 Proximity by circumstance
1.1.2 PIE principles
1.2 Peace
1.3 Americans and Britons in World War II
1.4 Germans in WWII
1.5 Developments since WWII
1.6 Peacekeeping stresses
2 Symptoms and signs
2.1 Fatigue
2.2 Autonomic arousal
2.3 Battle casualty rates
3 Therapy
4 Treatment results
5 Controversy
6 Shell shock in fiction and film
6.1 WWI References
6.2 Later References
7 See also
8 Notes and references
History
The history of Combat Stress Reactions (CSRs) has shown a
remarkable variation in the interest and knowledge of those whose tasks
it has been to deal with them. Kardiner and Spiegel writing in 1947
stated:
“ The subject of neurotic disturbances consequent upon war has, in the
past 25 years, been submitted to a good deal of capriciousness in public
interest and psychiatric whims. The public does not sustain its
interest, which was very great after World War I, and neither does
psychiatry. Hence these conditions are not subject to continuous
study...but only to periodic efforts which cannot be characterised as
very diligent... Though not true in psychiatry generally, it is a
deplorable fact that each investigator who undertakes to study these
conditions considers it his sacred obligation to start from scratch and
work at the problem as if no one had ever done anything with it before.
”
During the American Civil War two conditions, “soldier's heart” and
“nostalgia”, were basically CSRs. Various epidemics of psychological
disorders (e.g. passengers with railway spine) were recognised in the
1800s. The Russians in the Russo-Japanese War (1904-1905) were the first
to specifically diagnose mental disease as a result of war stress and
try to treat it. It was not until WWI that the high level of cases with
"shell shock" (also referred to as war neurosis and neurasthenia) really
surprised commanders and doctors.
World War I
In 1915 The British Army in France was instructed that:
“ Shell-shock and shell concussion cases should have the letter 'W'
prefixed to the report of the casualty, if it was due to the enemy; in
that case the patient would be entitled to rank as 'wounded' and to wear
on his arm a 'wound stripe'. If, however, the man’s breakdown did not
follow a shell explosion, it was not thought to be ‘due to the enemy’,
and he was to [be] labelled 'Shell-shock' or 'S' (for sickness) and was
not entitled to a wound stripe or a pension. 1 ”
In August 1916 Charles Myers was made Consulting Psychologist to the
Army. He hammered home the notion that it was necessary to create
special centres near the line using treatment based on:
Promptness of action.
Suitable environment.
Psychotherapeutic measures.
He also used hypnosis with limited success.
In December 1916 Gordon Holmes was put in charge of the northern, and
more important, part of the western front. He had much more of the tough
attitudes of the Army and suited the prevailing military mindset and so
his view prevailed. By June 1917 all British cases of “Shell-shock” were
evacuated to a nearby neurological centre and were labelled as NYDN –
Not Yet Diagnosed Nervous”. ‘But, because of the Adjutant-General’s
distrust of doctors, no patient could receive that specialist attention
until Form AF 3436 had been sent off to the man’s unit and filled in by
his commanding officer.’ 1 This created significant delays but
demonstrated that between 4-10% of Shell-shock W cases were
‘commotional’ (due to physical causes) and the rest were ‘emotional’.
This killed off shell-shock as a valid disease and it was abolished in
September 1918.
Proximity by circumstance
Because of the delays AF 3436 was producing, medical officers
started keeping their men in their units. This was perhaps the practical
beginning of the concept of proximity. Col. Rogers, RMO 4/Black Watch
wrote,
“ You must send your commotional cases down the line. But when you get
these emotional cases, unless they are very bad, if you have a hold of
the men and they know you and you know them (and there is a good deal
more in the man knowing you than in you knowing the man) … you are able
to explain to him that there is really nothing wrong with him, give him
a rest at the aid post if necessary and a day or two’s sleep, go up with
him to the front line, and, when there, see him often, sit down beside
him and talk to him about the war and look through his periscope and let
the man see you are taking an interest in him. 1 ”
PIE principles
The PIE principles were now in place for the "not yet diagnosed
nervous" (NYDN) cases:
Proximity - treat the casualties close to the front and within sound of
the fighting
Immediacy - treat them without delay and not wait till the wounded were
all dealt with
Expectancy - ensure that everyone had the expectation of their return to
the front after a rest and replenishment
United States medical officer Thomas W. Salmon is often quoted as the
originator of these PIE principles. However, his real strength came from
going to Europe and learning from the Allies and then instituting the
lessons. By the end of the War, Salmon had set up a complete system of
units and procedures that was then the “world’s best practice”. After
the war he maintained his efforts in educating society and the military.
Effectiveness of PIE approach has not been confirmed by studies of CSR,
and there is some evidence that it is not effective in preventing PTSD.7
The US services now use the more recently developed BICEPS principles:
Brevity
Immediacy
Centrality or Contact
Expectancy
Proximity
Simplicity
Peace
The British government produced a "Report of the War Office Committee of
Enquiry into 'Shell-Shock'" which was published in 1922. Recommendations
from this included:
In forward areas
No soldier should be allowed to think that loss of nervous or mental
control provides an honourable avenue of escape from the battlefield,
and every endeavour should be made to prevent slight cases leaving the
battalion or divisional area, where treatment should be confined to
provision of rest and comfort for those who need it and to heartening
them for return to the front line.
In neurological centres
When cases are sufficiently severe to necessitate more scientific and
elaborate treatment they should be sent to special Neurological Centres
as near the front as possible, to be under the care of an expert in
nervous disorders. No such case should, however, be so labeled on
evacuation as to fix the idea of nervous breakdown in the patient’s
mind.
In base hospitals
When evacuation to the base hospital is necessary, cases should be
treated in a separate hospital or separate sections of a hospital, and
not with the ordinary sick and wounded patients. Only in exceptional
circumstances should cases be sent to the United Kingdom, as, for
instance, men likely to be unfit for further service of any kind with
the forces in the field. This policy should be widely known throughout
the Force.
Forms of treatment
The establishment of an atmosphere of cure is the basis of all
successful treatment, the personality of the physician is, therefore, of
the greatest importance. While recognising that each individual case of
war neurosis must be treated on its merits, the Committee are of opinion
that good results will be obtained in the majority by the simplest forms
of psycho-therapy, i.e., explanation, persuasion and suggestion, aided
by such physical methods as baths, electricity and massage. Rest of mind
and body is essential in all cases.
The committee are of opinion that the production of hypnoidal state and
deep hypnotic sleep, while beneficial as a means of conveying
suggestions or eliciting forgotten experiences are useful in selected
cases, but in the majority they are unnecessary and may even aggravate
the symptoms for a time.
They do not recommend psycho-analysis in the Freudian sense.
In the state of convalescence, re-education and suitable occupation of
an interesting nature are of great importance. If the patient is unfit
for further military service, it is considered that every endeavor
should be made to obtain for him suitable employment on his return to
active life.
Return to the fighting line
Soldiers should not be returned to the fighting line under the following
conditions:-
(1) If the symptoms of neurosis are of such a character that the soldier
cannot be treated overseas with a view to subsequent useful employment.
(2) If the breakdown is of such severity as to necessitate a long period
of rest and treatment in the United Kingdom.
(3) If the disability is anxiety neurosis of a severe type.
(4) If the disability is a mental breakdown or psychosis requiring
treatment in a mental hospital.
It is, however, considered that many of such cases could, after
recovery, be usefully employed in some form of auxiliary military duty.
Part of the concern was that many British veterans were receiving
pensions and had long-term disabilities.
“By 1939, some 120,000 British ex-servicemen had received final awards
for primary psychiatric disability or were still drawing pensions –
about 15% of all pensioned disabilities – and another 44,000 or so …
were getting pensions for ‘soldier’s heart’ or Effort Syndrome. There
is, though, much that statistics do not show, because in terms of
psychiatric effects, pensioners were just the tip of a huge iceberg.” 1
War correspondent Philip Gibbs wrote:
“Something was wrong. They put on civilian clothes again and looked to
their mothers and wives very much like the young men who had gone to
business in the peaceful days before August 1914. But they had not come
back the same men. Something had altered in them. They were subject to
sudden moods, and queer tempers, fits of profound depression alternating
with a restless desire for pleasure. Many were easily moved to passion
where they lost control of themselves, many were bitter in their speech,
violent in opinion, frightening.” 1
One British writer between the wars wrote:
“There should be no excuse given for the establishment of a belief that
a functional nervous disability constitutes a right to compensation.
This is hard saying. It may seem cruel that those whose sufferings are
real, whose illness has been brought on by enemy action and very likely
in the course of patriotic service, should be treated with such apparent
callousness. But there can be no doubt that in an overwhelming
proportion of cases, these patients succumb to ‘shock’ because they get
something out of it. To give them this reward is not ultimately a
benefit to them because it encourages the weaker tendencies in their
character. The nation cannot call on its citizens for courage and
sacrifice and, at the same time, state by implication that an
unconscious cowardice or an unconscious dishonesty will be rewarded.” 1
Americans and Britons in World War II
At the outbreak of World War II most in the United States
military had forgotten the treatment lessons of World War I. Screening
of applicants was initially rigorous but experience eventually showed it
to not have great predictive power.
December 1941 USA enters the war.
November 1943 A psychiatrist is added to the table of organisation of
each division.
March 1944 This policy is finally implemented in the Mediterranean
Theatre.
By 1943 the US Army was using the term ‘exhaustion’ as the initial
diagnosis of psychiatric cases and the general principles of military
psychiatry were being used. Gen. Patton's slapping incident was in part
the spur to institute forward treatment for the Italian invasion of
September 1943. The importance of unit cohesion and membership of a
group as a protective factor emerged.
Unlike the Americans, the lessons of WWI were firmly in British
Governmental minds. It was estimated aerial bombardment would kill up to
35,000 a day but the entire Blitz killed 40,000. The expected torrent of
civilian mental breakdown did not occur. The Government turned to the
WWI doctors for advice on those who did have problems. The PIE
principles were used generally.
However, in the British Army, since most of the WWI doctors were too old
for the job, young, analytically trained psychiatrists were employed.
Army doctors “appeared to have no conception of breakdown in war and its
treatment, though many of them had served in the 1914-1918 war.” The
first Middle East Force psychiatric hospital was set up in 1942. With
D-Day for the first month there was a policy of holding casualties for
only 48 hours before they were sent back over the channel. This went
firmly against the expectancy principle of PIE. 1
Germans in WWII
In a personal interview, Dr Rudolf Brickenstein stated that:
“ ... he believed that there were no important problems due to stress
breakdown since it was prevented by the high quality of leadership. But,
he added, that if a soldier did break down and could not continue
fighting, it was a leadership problem, not one for medical personnel or
psychiatrists. Breakdown (he said) usually took the form of
unwillingness to fight or cowardice. 2 ”
However as the war progressed there was a profound rise in stress
casualties from 1% of hospitalisations in 1935 to 6% in 1942. Another
German psychiatrist reported after the war that during the last two
years, about a third of all hospitalisations at Ensen were due to war
neurosis. It is probable that there was both less of a true problem and
less perception of a problem. 2
Developments since WWII
Simplicity was added to the PIE principles by the Israelis. This
principle meant that treatment should be brief and supportive and could
be provided by those without sophisticated training.
Peacekeeping stresses
Peacekeeping provides its own stresses with its emphasis on rules of
engagement providing a containment of the roles for which soldiers are
trained. Causes include witnessing or experiencing the following:
Constant tension and threat of conflict.
Threat of landmines and boobytraps.
Close contact with dead people and the severely injured.
Deliberate maltreatment and atrocities, possibly involving civilians (eg.
mothers and their children).
Cultural issues, e.g. male dominant attitudes towards women in different
cultures.
Separation and home issues.
Risk of disease including HIV.
Threat of exposure to toxic agents.
Mission problems – particularly UN missions.
Return to service. 5
A notable case of CSR in peacekeeping operations is that of Canadian
General Roméo Dallaire, commander of the UN-run operation in Rwanda,
UNAMIR. Unable to intervene to prevent the ensuing Rwandan Genocide,
Major-General Dallaire was forced to watch as almost a million Tutsis (a
Rwandan ethnic group) were brutally killed. On return to Canada, feeling
that he had not done enough to halt the genocide, and haunted by the
images of dismembered victims, Dallaire contemplated suicide; in June
2000 he was found in a public park near Ottawa's Rideau Canal, drunk and
overdosing from anti-depressant medication. This very public incident
highlighted the impact of difficult sub-combat operations on soldiers
and awoke the public's awareness to CSR (or, as it is often referred to
by the public, Post-Traumatic Stress Disorder).
Symptoms and signs
Fatigue
The most common stress reactions include slowing of the reaction time,
difficulty prioritising, difficulty initiating routine tasks,
preoccupation with minor issues and familiar tasks, indecision and lack
of concentration, loss of initiative with fatigue and exhaustion.
Autonomic arousal
Headaches, backaches, inability to relax, shaking and tremors, sweating,
nausea and vomiting, loss of appetite, abdominal distress, frequency of
urination, urinary incontinence, palpitations, hyperventilation,
dizziness, insomnia, nightmares, restless sleep, excessive sleep,
excessive startle, hypervigilance, heightened sense of threat, anxiety,
irritability, depression, substance abuse, loss of adaptability,
suicidality and disruptive behaviour. Loss of beliefs, mistrust,
confusion, and extreme feeling of losing control.
Battle casualty rates
The ratio of stress casualties to battle casualties varies with the
intensity of the fighting. With intense fighting it can be as high as
1:1. In low-level conflicts it can drop to 1:10 (or less). Modern
warfare embodies the principles of continuous operations with an
expectation of higher combat stress casualties. 3
The WWII European Army rate of stress casualties of 101:1,000 troops per
annum is biased by data from the last years of the war where the rates
were low.4
Therapy
In the military, therapy starts with prevention by training and
providing good morale and support. Simple procedures like providing
adequate rest, food and shelter are important. Relaxation exercises have
a role as does critical event debriefing.
Once a service member has deteriorated beyond this they are usually
relieved of duty and given support, dry clothes, food and rest. When
appropriate they are given supportive counselling aimed at their speedy
recovery. Some are prescribed psychotropic medications and simply
discharged.
Treatment results
Figures from the 1982 Lebanon war showed that with proximal treatment
90% of CSR casualties returned to their unit, usually within 72 hours.
With rearward treatment only 40% returned to their unit. 4 In Korea 85%
of US battle fatigue casualties returned to duty within three days and
10% returned to limited duties after several weeks. 3
Although the PIE principles were used extensively in the Vietnam War the
posttraumatic stress disorder lifetime rate for Vietnam veterans was 30%
in a 1989 US study and 21% in a 1996 Australian study.
Controversy
There is significant controversy with the PIES principles. Throughout
wars but notably during the Vietnam War there has been a conflict
amongst doctors about sending distressed soldiers back to combat. During
the Vietnam War this reached a peak with much discussion about the
ethics of this process. Proponents of the PIES principles argue that it
leads to a reduction of long-term disability but opponents argue that
combat stress reactions lead to long-term problems such as posttraumatic
stress disorder.
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